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October 28th 2003: IS THE
LORD OF THE RINGS A FAIRY TALE?
a Beyond the Shire report by Michelle
Laundhardt
It takes place in Faerie – that is, a land of magic and enchantment,
which is clearly fantastical although in many ways similar to our
world. But it is much, much longer than what most people recognize
as fairy-tales. As a result, over the course of the tale the characters
multiply and develop into more than archetypes, the complex and extensive
back history of the imaginary world leaks out, and the tale grows
to resemble what Tolkien called a feigned history more than a typical
fairy-tale. Calling LotR a fairy-tale is like calling the Bible a
parable – there are similarities, but sheer length changes everything.
Perhaps fairy-epic, or fairy-saga, would be more appropriate terms.
Still, as in fairy-tales, much of LotR deals with the interaction
between heroic protagonists and the magic or enchantment of Faerie.
As in many fairy-tales, this interaction involves a journey or quest,
with magical helpers or mentors along the way, and a series of tests
the protagonists must pass. And we find in LotR many of the familiar
motifs of fairy-tales, given Tolkien’s own spin, including many
magical creatures and objects and events, but also orphan heroes both
humble and royal, oaths and taboos, wild forests and mountains and
ancient kingdoms, and a world where moral choices matter and in the
long run justice prevails.
The world of Faerie is a world of wish fulfillment, but with definite
internal moral rules. The magic is wonderful, but if the moral rules
are broken can be terrible. Anything is possible for the virtuous
hero, but a life of adventure is filled with trials and tribulations
along the way. It seems as if a magical world must have such moral
rules as a counterbalance. A world where the hero controlled all the
magic would be a mere daydream, a world where the hero had no control
a nightmare, and a world were the control was based on amoral rules
would be boring, with the magic merely representing an alternative
form of technology. But it is beautiful and comforting to imagine
living in a world of magic governed by moral rules. It is scary too,
of course, but a good kind of scary, for even if the heroes have their
doubts, the readers know that in the end justice will be served.
I carefully said it is beautiful and comforting to imagine living
in a world of magic governed by moral rules. The reality might be
too magical, and too moral, for comfort. But as we read these tales,
we imagine being the heroes, not the villains, or the poor people
too morally weak to conquer the villains. And as we find ourselves
identifying with these heroes, we also imagine what it would be like
if all the injustices we have suffered in the Primary World were redressed,
and quietly ignore the possibility that we have perpetrated injustices
upon others.
Just as Tolkien adds a dose of reality to his fairy-saga by creating
three-dimensional characters and a lengthy back history, so he has
also added a dose of reality by tempering the traditional happy ending
and reward. In Gollum, in particular, he raises the issue of whether
the villain in a world of moral absolutes can still be pitied. And
as for the heroes, their rewards do not come without sadness. Frodo
must leave the Shire, and although he is granted a reward almost without
precedent, and will be with Bilbo, one cannot help but feel that if
he were unwounded he would have preferred to stay in the Shire, perhaps
to take the journey late in life, like Sam. Sam and Merry and Pippin
lose Frodo. Arwen, too, must say good-bye to her family, and Aragorn
to his foster-father and the lands of Rivendell and Lorien. Legolas
and Gimli see their races diminishing in Middle-earth. With the passage
of the Third Age, and the departure of the High Elves, Middle-earth
becomes that much more mundane.
But it is still, I judge, overall a happy ending. After all, Sauron
is vanquished, the Shire and Aragorn’s reunited kingdom prosper,
Frodo does find healing, Sam and Merry and Pippin have wonderful lives
in the Shire, Aragorn and Arwen have a wonderful life with each other,
and several members of the Fellowship do go to the Undying Lands.
And if not quite everything is perfect at the end of the fairy-saga,
there is a promise of an even greater reward at the end of a long
life for mortals, and at the end of the world for immortals. Eru is
in charge, Arda shall be remade, evil shall not conquer forever, and
day will come again.
As Tolkien says in “On Fairy-stories,” the greatest power
of a fairy-story is the possibility that it may hit upon a truth that
applies in the Primary World. Perhaps the world is more magical than
it seems. Perhaps there are alternatives to what we have grudgingly
come to accept as “reality.” Perhaps the feeling of joy
we experience when Sauron is overthrown, Frodo and Sam honored, Aragorn
crowned, and Aragorn and Arwen wed can be felt in the Primary World
as well. Perhaps, in our lifetimes, there will be moments when horns
blow and bells ring and people cheer, and our hearts will overflow
and our joy will be like swords, and we will pass “in thought
out to regions where pain and delight flow together and tears are
the very wine of blessedness.” (RotK, “The Field Of Cormallen.”)
The
above opinions, essays and articles do not necessarily reflect that
of The New York Tolkien, its staff, members nor its affiliates.
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