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September
28th, 2003: What
makes Lord of the Rings so popular?
a Beyond the Shire report by Michelle
Laundhardt
The publisher
published it as a prestige publication, and bought the rights with
a percentage of the profits instead of cash up front, because they
grossly underestimated the profits. The early reviews were mixed,
at best, and more recently the critics seem to be actively campaigning
against LotR, if indeed they notice it at all. For the first ten years
the sales were good, but not spectacular. One critic wrote with some
satisfaction that LotR had fallen back into well-deserved obscurity
in the early 60s, but then the paperback edition became a sensation
on college campuses in the late 60s. Still, there were many other
sensations on college campuses in the 60s and the decades since, none
of which achieved the enduring popularity of LotR. LotR reinvigorated
the whole fantasy genre, but none of the other fantasies, with the
possible exception of the Harry Potter series, has achieved the popularity
of the original (and let's wait 50 years to see if the popularity
of the Harry Potter series endures). And although the recent movies
have made LotR even more wildly popular, it was voted the book of
the century before the movies were made, and indeed without the enduring
popularity it had already achieved it is unlikely that the movies
would have been made at all. How did an Oxford philologist with an
odd hobby of inventing languages write a book that has so captured
the world's imagination?
I judge that part of the answer must lie in Tolkien's decision to
shun topicality in favor of universal applicability. In a sense, LotR
is an extremely long fable or parable, but one that can be interpreted
many different ways by many different people and generations. Thus
people from all parts of the political spectrum have embraced the
tale, from the far left to the far right, and from all parts of the
religious spectrum as well, from fundamentalists to atheists. Although
some have criticized Tolkien's attitude toward race, sex, class, and
ethnicity, in fact the tale holds up surprisingly well compared to
others from that time period. Read E.E. "Doc" Smith's Lensman
series, for example, or Edgar Rice Burroughs' Tarzan series, and you
will know instantly the era in which they were written. And more topical
books like Mark Twain's Huckleberry Finn or Kipling's Kim,
although they have remained classics, have lost much of their popular
impact because the times have changed so much since they were written.
Many of the criticisms of Tolkien, on the other hand, don't stick,
because LotR does not bear any obvious relationship to the Primary
World. Furthermore, for every piece of evidence that Tolkien treats
one race, or sex, or class, or ethnicity unfairly, others can point
to opposing evidence. The orcs seem irredeemable, but Gandalf pities
them, and Gollum shows us another side of evil. The tale is short
on women, but the women who do appear are among the most powerful
people in the book, including the shield maiden Eowyn. Aragorn is
a monarch with the bluest of blue blood, but he also grew up in disguise,
living as a commoner, and even after he claims his throne remains
friends with the rustic hobbits. Sam starts as an almost cartoonish
servant, but eventually becomes the chief protagonist of the epic,
and moves into an entirely different class despite his common origins.
Yes, as I have commented before, Tolkien does incorporate a dated
notion of the importance of races and sub-races in determining personality
types, but then he also shows almost all those races and sub-races
and separate species, in defiance of their assigned types and racial
enmities, coming together to defeat a common Enemy. And he shows Aragorn
extending mercy and friendship to the races of Men who were seduced
by Sauron's lies. And he shows that the "primitive" Woses
are capable of helping the cause of the West, while pointing out the
unfair prejudice of the Rohirrim and Men of Gondor.
In "On Fairy-stories" Tolkien called the Gospels the ultimate
Fairy-stories, except of course that he believed they also were true
in the Primary World. But the Gospels may have been Tolkien's true
model for LotR. Even those who dislike the Old Testament or Acts or
Revelations, who question whether Jesus really worked miracles, and
who might despise any established church, often find much to like
in the Gospels. It is a moving tale, full of human interest, and full
of love and hope in the face of hatred and fear. The original version
of the Gospels, written in Greek, was not nearly as literate as many
of the translations, and yet its appeal has endured. There are those
who fear that Mel Gibson's new movie will reawaken anti-Semitism,
but in the Gospels themselves Jesus is very definitely a Jew, and
a friend to the Jews. The fact that the meaning of the Gospels has
been twisted does not make it part of the original message. Like LotR,
the Gospels have been embraced by many parts of the political and
religious spectrums. While in some ways the Gospels are more topical
than LotR, in those stories Jesus discourages any focus on politics,
and instead tells timeless parables that still have meaning today.
The parallels between LotR and the Gospels only go so far, and of
course Tolkien drew on other sources besides the Gospels. But I do
believe he aimed for the timeless appeal of the Gospels, a parable
for adults, founded on principles of universal love and spirituality,
and purposely avoiding the particular concerns of a specific time
and place in the Primary World.
There are other tales that fit this general category. The Bhagavad-Gita,
for example, or the Tao Te Ching, or the Book of Job. Tolkien might
argue that I am including him in too exalted company, and that his
primary purpose was to entertain. But I believe that the enduring
popularity of his tale comes from its ability to do more than entertain.
It comes from LotR's ability to enlighten, as well, and to bring together
people of very different beliefs. That is why people speak of certain
tales as inspired, or as divinely inspired, if they believe in a divinity.
As Tolkien said to himself, "Of course you don’t suppose,
do you, that you wrote all that book yourself?"
The
above opinions, essays and articles do not necessarily reflect that
of The New York Tolkien, its staff, members nor its affiliates.
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